Compliance Officer | INVESTMENT FUNDS

Job Description

Compliance Officer | INVESTMENT FUNDS

One of the strongest compliance position we’ve seen recently, this position is a career defining option for an experienced candidate in a leading international organisation.

You will have at least 3 years’ experience within Compliance ideally gained either in an asset manager or investment banking institution or within a big 4 or related consulting environment.

Role Outline

• Provide ongoing advice to investment and trading professionals and work with fund marketing teams on regulatory and policy matters.
• Provide investment, trading, allocation and fund marketing compliance, oversight, monitoring and reporting including jurisdictional analysis and regulatory disclosure.
• Assist local compliance and senior management, implementing both global, Irish and UK policies and procedures as relevant
• Provide compliance guidance and support to the business.
• Identification and escalation of conflicts management issues
• Coordinate with Group Compliance on market abuse and financial crime prevention
• Monitor, analyse and interpret new rules and regulations, identify and address any gaps between existing processes and new regulatory requirements
• Conduct business focused compliance training regarding new and existing regulations and firm policies.

Key experience and attributes

• Minimum of 3 years of strong regulatory compliance gained within an asset management or investment bank environment.
• Strong working knowledge of CBOI regulations relevant to credit, loans, fixed income business and trading operations. Legal experience / background useful but not essential.
• Enthusiasm, motivation and the ability to be proactive.
• Solution-oriented self-starter with high integrity.

How to Apply

Amicus Search & Recruitment manage a strict data protection policy ensuring your information and all forms of communication are held in strict confidence.

For an initial conversation along with a detailed brief of the above position please contact our Legal Recruitment Director, Robert Connolly on 01 531 2424 or apply directly below.

What we do

We recruit within the Dublin & London market from Equity / Fixed Equity & Salaried Partner level to Newly Qualified for leading Law firms, financial institutions and any other commercial entity that requires an internal legal function. We provide advice and direction to job seekers and have detailed benchmarks for salary and benefits across the legal industry.

Apply Now